Capstone Holding Corp. (CAPS)
CIK 887151 · all EDGAR filings →
Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.
Shares outstanding over time
Latest: 20.6M shares as of Aug 10, 2026 (10-Q).⊙
Cash runway
Going-concern warning
auditor flagged substantial doubt
The company itself flagged going-concern doubt in a filing.
Full breakdown: cash runway tool
Warrants
| Tranche | Warrants | Exercise price | Term | Notes |
|---|---|---|---|---|
| February2026 Warrant | 405,000 | $0.01 | 5y | FV $203,000 |
| Warrant Issued In Consideration of Deferral of Debt Payment | 405,000 | not tagged | — | — |
| Representatives Warrant | 62,500 | $4 | — | — |
| Class A Common Interests Warrants | not tagged | $0.01 | 3y | — |
| February3i Warrants | not tagged | $0.01 | — | — |
Tranches exactly as the company dimensioned them in its 10-Q filed Aug 12, 2026 →. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.
Warrants outstanding: 6.3M underlying shares, as reported Dec 31, 2018 (10-K).
Reported exercise price: $0.075 (aggregate figure as tagged; individual tranches vary).
Rough fully diluted estimate: 26.9M = 20.6M O/S + 6.3M warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.
Convertible notes
| Note | Principal | Carrying | Conv. price | Rate | If converted |
|---|---|---|---|---|---|
| Senior Convertible Note | $3.9M | $1.6M | not tagged | — | — |
| July Note | $3.7M | $264,000 | $0.75 | 7% | ~5.0M sh |
| October Note | $3.5M | $1.7M | $0.57 | 7% | ~6.2M sh |
| Senior Secured Convertible Notes | $1.9M | $1.4M | not tagged | — | — |
| All Convertible Instruments | not tagged | $1.9M | not tagged | — | — |
| Remaining October Note | $1.8M | — | $1.1 | — | ~1.6M sh |
| October 2025 Note | $1.7M | — | $0.75 | — | ~2.2M sh |
| October Note Tranche 2 | not tagged | $1.3M | $1.1 | — | — |
| Half Million Portion of Note | $500,000 | — | $0.57 | — | ~877,193 sh |
| October Note Tranche 3 | not tagged | $286,916 | $0.57 | — | — |
| July 2025 Note | $250,372 | — | $0.75 | — | ~333,829 sh |
| October Note Tranche 1 | not tagged | $90,616 | $0.75 | — | — |
If every note above converted at its tagged price: ~16.2M new shares on 20.6M currently outstanding. An estimate from principal ÷ conversion price, with inputs carrying different as-of dates; make-whole adjustments, capped calls and partial repurchases are not modeled.
Notes exactly as the company dimensioned them in its 10-Q filed Aug 12, 2026 →. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.
Fully diluted build-up
Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.
| Shares outstanding | 20.6M | Aug 10, 2026 |
| + February2026 Warrant (if exercised) | 405,000 | Jul 10, 2026 |
| + Warrant Issued In Consideration of Deferral of Debt Payment (if exercised) | 405,000 | Feb 12, 2026 |
| + Representatives Warrant (if exercised) | 62,500 | Mar 7, 2025 |
| + July Note (if fully converted) | 5.0M | Jun 30, 2026 |
| + October Note (if fully converted) | 6.2M | Jun 30, 2026 |
| + Remaining October Note (if fully converted) | 1.6M | Dec 31, 2025 |
| + October 2025 Note (if fully converted) | 2.2M | Jun 30, 2026 |
| + Half Million Portion of Note (if fully converted) | 877,193 | Apr 16, 2026 |
| + July 2025 Note (if fully converted) | 333,829 | Jun 30, 2026 |
| Fully diluted estimate | 37.7M | +83.0% vs O/S |
Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.
Registrations and offerings
Registered offering capacity on live registrations: $2.7Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted
Last 12 months: 1 executed · 3 registered.
Full history and shelf status: offering checker · S-3 shelf checker
Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.
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