Offerings // Capstone Holding Corp.

CAPS offering history

Every offering-related filing in Capstone Holding Corp.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 849 filings back to Feb 11, 1994.

Last executed offering

Jun 12, 2026

8-K — priced deal (shares or notes)

Last registration (announced)

Oct 30, 2026

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Oct 30, 2026	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 9, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 9, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 29, 2026	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 29, 2026	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 12, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 23, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 23, 2025	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 6, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 15, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 14, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 4, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 4, 2025	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 12, 2025	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 11, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 9, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 3, 2025	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 7, 2025	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 14, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 13, 2025	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 6, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 6, 2025	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 27, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 31, 2024	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 17, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 15, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 16, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 2, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 26, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 30, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 24, 2006	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 16, 2006	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 3, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 2, 2006	RW →	WITHDRAWN	Registration withdrawn
Sep 22, 2006	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 6, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 9, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 25, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 13, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

CAPS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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CAPS offering FAQ

When did CAPS last execute an offering?

Per SEC filings, Capstone Holding Corp.'s most recent priced offering document is a 8-K filed 2026-06-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CAPS last announce or register an offering?

The most recent registration is a S-1 filed 2026-10-30. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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