Lightwave Logic, Inc. 10-Q

Item 2 Unregistered Sales of Equity Securities, Use of Proceeds, and Issuer Purchases of Equity Securities During the period covered by this report, we sold the following securities without registering the securities under the Securities Act: Date Security July 18, 2023 Common Stock — 19,000 shares of common stock at $0.78 per share pursuant to a warrant exercise. No underwriters were utilized, and no commissions or fees were paid with respect to any of the above transactions. These persons were the only offerees in connection with these transactions. We relied on Section 4(a)(2) and Rule 506 of Regulation D of the Securities Act since the transaction does not involve any public offering. 40 Item 3 Defaults Upon Senior Securities None. Item 4 Mine Safety Disclosures Not Applicable.