Item 5. Other Information
ITEM
5. OTHER INFORMATION.
Not applicable.
47
ITEM
6. EXHIBITS.
Exhibit
Number
Description
10.1
Asset Purchase Agreement dated April 23, 2021 by and among Pacific Ethanol Madera LLC, Alto Ingredients, Inc. and Seaboard Energy California, LLC (*) (**)
10.2
First Amendment to Asset Purchase Agreement dated as of July 30, 2021 by and among Seaboard Energy California, LLC, Pacific Ethanol Madera LLC and Alto Ingredients, Inc. (*) (**)
31.1
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
31.2
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
32.1
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (*)
101.INS
Inline XBRL Instance Document (*)
101.SCH
Inline XBRL Taxonomy Extension Schema Document. (*)
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document. (*)
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document. (*)
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document. (*)
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document. (*)
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). (*)
(*) Filed herewith.
(**) The agreements filed as exhibits to this report contain representations
and warranties made by the parties thereto. The assertions embodied in such representations and warranties are not necessarily assertions
of fact, but a mechanism for the parties to allocate risk. Accordingly, investors should not rely on the representations and warranties
as characterizations of the actual state of facts or for any other purpose at the time they were made or otherwise.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
ALTO INGREDIENTS, INC.
Dated: August 10, 2021
By:
/S/ BRYON T. MCGREGOR
Bryon T. McGregor
Chief Financial Officer
(Principal Financial and Accounting Officer)
49
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.