What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-08-10 compared with 2021-05-17 · 22 added, 17 removed, 8 unchanged (83% of the section changed)

OTHER INFORMATION.

Certificate of Incorporation (*)

Certificate of Designations, Powers, Preferences and Rights of the Series A Cumulative Redeemable Convertible Preferred Stock (*)

Certificate of Designations, Powers, Preferences and Rights of the Series B Cumulative Convertible Preferred Stock (*)

Certificate of Amendment to Certificate of Incorporation dated June 3, 2010 (*)

Certificate of Amendment to Certificate of Incorporation effective June 8, 2011 (*)

Certificate of Amendment to Certificate of Incorporation effective May 14, 2013 (*)

Certificate of Amendment to Certificate of Incorporation effective July 1, 2015 (*)

Certificate of Amendment to Certificate of Incorporation effective January 12, 2021 (*)

Second Amended and Restated Bylaws (*)

Not applicable.

Asset Purchase Agreement dated April 23, 2021 by and among Pacific Ethanol Madera LLC, Alto Ingredients, Inc.

and Seaboard Energy California, LLC (*) (**)

First Amendment to Asset Purchase Agreement dated as of July 30, 2021 by and among Seaboard Energy California, LLC, Pacific Ethanol Madera LLC and Alto Ingredients, Inc.

Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)

2 unchanged sentences

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (*)

Instance Document (*)

Taxonomy Extension Schema (*)

Taxonomy Extension Calculation Linkbase (*)

Taxonomy Extension Definition Linkbase (*)

Taxonomy Extension Label Linkbase (*)

Taxonomy Extension Presentation Linkbase (*)

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

Inline XBRL Instance Document (*)

Inline XBRL Taxonomy Extension Schema Document.

Inline XBRL Taxonomy Extension Calculation Linkbase Document.

Inline XBRL Taxonomy Extension Definition Linkbase Document.

Inline XBRL Taxonomy Extension Label Linkbase Document.

Inline XBRL Taxonomy Extension Presentation Linkbase Document.

Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

(*) Filed herewith.

(**) The agreements filed as exhibits to this report contain representations

and warranties made by the parties thereto.

The assertions embodied in such representations and warranties are not necessarily assertions

of fact, but a mechanism for the parties to allocate risk.

Accordingly, investors should not rely on the representations and warranties

as characterizations of the actual state of facts or for any other purpose at the time they were made or otherwise.

Pursuant to the requirements

of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto

duly authorized.

ALTO INGREDIENTS, INC.

August 10, 2021

Chief Financial Officer

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information