Item 5. Other Information
ITEM
5. OTHER INFORMATION.
Not
applicable.
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ITEM
6. EXHIBITS.
Exhibit
Number
Description
3.1
Certificate of Incorporation (*)
3.2
Certificate of Designations, Powers, Preferences and Rights of the Series A Cumulative Redeemable Convertible Preferred Stock (*)
3.3
Certificate of Designations, Powers, Preferences and Rights of the Series B Cumulative Convertible Preferred Stock (*)
3.4
Certificate of Amendment to Certificate of Incorporation dated June 3, 2010 (*)
3.5
Certificate of Amendment to Certificate of Incorporation effective June 8, 2011 (*)
3.6
Certificate of Amendment to Certificate of Incorporation effective May 14, 2013 (*)
3.7
Certificate of Amendment to Certificate of Incorporation effective July 1, 2015 (*)
3.8
Certificate of Amendment to Certificate of Incorporation effective January 12, 2021 (*)
3.9
Second Amended and Restated Bylaws (*)
31.1
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
31.2
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
32.1
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (*)
101.INS
XBRL
Instance Document (*)
101.SCH
XBRL
Taxonomy Extension Schema (*)
101.CAL
XBRL
Taxonomy Extension Calculation Linkbase (*)
101.DEF
XBRL
Taxonomy Extension Definition Linkbase (*)
101.LAB
XBRL
Taxonomy Extension Label Linkbase (*)
101.PRE
XBRL
Taxonomy Extension Presentation Linkbase (*)
(*) Filed
herewith.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
ALTO INGREDIENTS, INC.
Dated: May 17, 2021
By:
/S/ BRYON T. MCGREGOR
Bryon T. McGregor
Chief Financial Officer
(Principal Financial and Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.