What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-05-17 compared with 2020-11-16 · 18 added, 29 removed, 7 unchanged (87% of the section changed)

OTHER INFORMATION.

Second Amended and Restated Employment Agreement dated August 7, 2020 between Pacific Ethanol, Inc.

and Michael D.

At Market Issuance Sales Agreement dated as of August 13, 2020 by and between Pacific Ethanol, Inc.

Wainwright & Co., LLC (2)

Certifications

Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley

Act of 2002 (*)

Certifications

Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley

Act of 2002 (*)

Certification

of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C.

Section 1350, as Adopted Pursuant to Section

906 of the Sarbanes-Oxley Act of 2002 (*)

Certificate of Incorporation (*)

Certificate of Designations, Powers, Preferences and Rights of the Series A Cumulative Redeemable Convertible Preferred Stock (*)

Certificate of Designations, Powers, Preferences and Rights of the Series B Cumulative Convertible Preferred Stock (*)

Certificate of Amendment to Certificate of Incorporation dated June 3, 2010 (*)

Certificate of Amendment to Certificate of Incorporation effective June 8, 2011 (*)

Certificate of Amendment to Certificate of Incorporation effective May 14, 2013 (*)

Certificate of Amendment to Certificate of Incorporation effective July 1, 2015 (*)

Certificate of Amendment to Certificate of Incorporation effective January 12, 2021 (*)

Second Amended and Restated Bylaws (*)

Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)

Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (*)

Instance Document (*)

4 unchanged sentences

Taxonomy Extension Presentation Linkbase (*)

of the agreements filed as exhibits to this report contain representations and warranties

made by the parties thereto.

The assertions embodied in such representations and warranties

are not necessarily assertions of fact, but a mechanism for the parties to allocate risk.

Accordingly, investors should not rely on the representations and warranties as characterizations

of the actual state of facts or for any other purpose at the time they were made or otherwise.

as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on August 7, 2020.

as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on August 13, 2020.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf

by the undersigned thereunto duly authorized.

ETHANOL, INC.

Financial Officer

Financial and Accounting Officer)

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned thereunto duly authorized.

ALTO INGREDIENTS, INC.

Chief Financial Officer

(Principal Financial and Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information