Offerings // WORKIVA INC

WK offering history

Every offering-related filing in WORKIVA INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 912 filings back to Sep 15, 2008.

Last executed offering
Aug 29, 2023
8-K — priced deal (shares or notes)
Last registration (announced)
Aug 12, 2019
S-3ASR — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Aug 29, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 17, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 28, 20198-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 16, 20198-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 15, 2019424B7 →UPDATEResale prospectus — existing holders registering to sell
Aug 14, 2019FWP →MARKETINGFree-writing prospectus — offering being marketed
Aug 12, 2019S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Aug 12, 2019424B7 →UPDATEResale prospectus — existing holders registering to sell
Aug 10, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 3, 2017S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 12, 2014424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 11, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 8, 2014S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Dec 8, 2014FWP →MARKETINGFree-writing prospectus — offering being marketed
Dec 1, 2014S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Nov 17, 2014S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Oct 17, 2014S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
WK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full WK workspace →
WK offering FAQ

When did WK last execute an offering?

Per SEC filings, WORKIVA INC's most recent priced offering document is a 8-K filed 2023-08-29. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did WK last announce or register an offering?

The most recent registration is a S-3ASR filed 2019-08-12. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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