Offerings // Vuzix Corp

VUZI offering history

Every offering-related filing in Vuzix Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 627 filings back to Jul 2, 2009.

Last executed offering

Sep 23, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Dec 10, 2025

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 12, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 12, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 10, 2025	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 8, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 23, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 16, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 7, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 6, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 29, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 1, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 3, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 3, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 9, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 9, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 8, 2023	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 8, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 6, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 29, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 25, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 9, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 2, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 22, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 9, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 1, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 13, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 3, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 26, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 15, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 10, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 30, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 6, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 4, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 1, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 17, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 17, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 12, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 2, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 2, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 2, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

VUZI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full VUZI workspace →

VUZI offering FAQ

When did VUZI last execute an offering?

Per SEC filings, Vuzix Corp's most recent priced offering document is a 8-K filed 2025-09-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did VUZI last announce or register an offering?

The most recent registration is a S-3/A filed 2025-12-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.