UONEK offering history
Every offering-related filing in URBAN ONE, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Aug 13, 2002.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 25, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 21, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 16, 2021 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jun 11, 2021 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 17, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 28, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 18, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 17, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 6, 2020 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Mar 14, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 11, 2019 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Mar 16, 2018 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 29, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 29, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 11, 2014 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Aug 8, 2011 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 8, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 20, 2005 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 16, 2005 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 9, 2005 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Aug 3, 2005 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Mar 3, 2005 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
UONEK offering FAQ
When did UONEK last execute an offering?
Per SEC filings, URBAN ONE, INC.'s most recent priced offering document is a 424B5 filed 2021-05-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did UONEK last announce or register an offering?
The most recent registration is a S-3 filed 2021-06-16. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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