Offerings // TRI-CONTINENTAL Corp

TY offering history

Every offering-related filing in TRI-CONTINENTAL Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Dec 10, 1997.

Last executed offering

None found

in filings back to Dec 10, 1997

Last registration (announced)

None found

in filings back to Dec 10, 1997

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 8, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 15, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 28, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 8, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 30, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 28, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 27, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 4, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 30, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

TY offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TY workspace →

TY offering FAQ

When did TY last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 1001 filings EDGAR returns for TRI-CONTINENTAL Corp, reviewed back to 1997-12-10.

When did TY last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 1997-12-10.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.