TROO offering history
Every offering-related filing in Troops, Inc. /Cayman Islands/’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 341 filings back to Sep 18, 2007.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 6, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 18, 2023 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jul 7, 2023 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jan 27, 2023 | RW → | WITHDRAWN | Registration withdrawn |
| Mar 18, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 8, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 22, 2021 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 2, 2021 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Aug 31, 2018 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Aug 30, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 24, 2018 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 25, 2018 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jun 29, 2018 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Apr 6, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 20, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 4, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 23, 2016 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Oct 17, 2016 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Sep 2, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 23, 2011 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Dec 21, 2010 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Dec 20, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 15, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Dec 3, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 18, 2010 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Oct 29, 2010 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 28, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 10, 2008 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 7, 2008 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 7, 2008 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 27, 2008 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 1, 2008 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Dec 24, 2007 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 8, 2007 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 18, 2007 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
TROO offering FAQ
When did TROO last execute an offering?
Per SEC filings, Troops, Inc. /Cayman Islands/'s most recent priced offering document is a 424B4 filed 2018-08-31. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did TROO last announce or register an offering?
The most recent registration is a F-3/A filed 2023-08-18. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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