Offerings // ReposiTrak, Inc.

TRAK offering history

Every offering-related filing in ReposiTrak, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Apr 26, 2002.

Last executed offering

Jul 1, 2015

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 24, 2023

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 25, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 24, 2023	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 23, 2023	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 11, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 1, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 14, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 13, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 10, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 6, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 3, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 24, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 28, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 16, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 15, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 14, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 3, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 15, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 26, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 18, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 15, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 20, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 22, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 21, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 5, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 13, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 27, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 18, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 22, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 16, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

TRAK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TRAK workspace →

TRAK offering FAQ

When did TRAK last execute an offering?

Per SEC filings, ReposiTrak, Inc.'s most recent priced offering document is a 8-K filed 2015-07-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did TRAK last announce or register an offering?

The most recent registration is a S-3/A filed 2023-08-24. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.