TOP offering history
Every offering-related filing in TOP Financial Group Ltd’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 132 filings back to Feb 26, 2021.
| Date | Filing | What it means | |
|---|---|---|---|
| Oct 8, 2026 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 8, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 1, 2026 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Jul 20, 2026 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 13, 2026 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 23, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 5, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 13, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 29, 2023 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Sep 29, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 21, 2023 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Aug 23, 2023 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jul 21, 2023 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jun 30, 2023 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jun 1, 2022 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| May 31, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 10, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Apr 13, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jan 28, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Dec 23, 2021 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Dec 10, 2021 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 24, 2021 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 19, 2021 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 10, 2021 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
TOP offering FAQ
When did TOP last execute an offering?
Per SEC filings, TOP Financial Group Ltd's most recent priced offering document is a 8-K filed 2026-07-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did TOP last announce or register an offering?
The most recent registration is a F-1 filed 2026-10-01. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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