Offerings // ONE Group Hospitality, Inc.

STKS offering history

Every offering-related filing in ONE Group Hospitality, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 888 filings back to May 15, 2007.

Last executed offering

May 1, 2024

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 2, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 13, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 2, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 31, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 7, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 1, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 26, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 10, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 10, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 27, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 31, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 30, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 30, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 27, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 17, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 2, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 17, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 16, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 28, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 17, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 19, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 10, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 22, 2015	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 22, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 11, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 15, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 5, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 16, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 8, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 9, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 24, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 21, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 27, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

STKS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full STKS workspace →

STKS offering FAQ

When did STKS last execute an offering?

Per SEC filings, ONE Group Hospitality, Inc.'s most recent priced offering document is a 8-K filed 2024-05-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did STKS last announce or register an offering?

The most recent registration is a S-3 filed 2024-08-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.