Offerings // ONE Group Hospitality, Inc.

STKS offering history

Every offering-related filing in ONE Group Hospitality, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 902 filings back to May 15, 2007.

Last executed offering

May 1, 2024

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 2, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 13, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 2, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 31, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 7, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 1, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 26, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 10, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 10, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 27, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 31, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 30, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 30, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 27, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 17, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 2, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 17, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 16, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 28, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 17, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 19, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 10, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 22, 2015	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 22, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 11, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 15, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 5, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 16, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 8, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 9, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 24, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 21, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 27, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

STKS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full STKS workspace →

STKS offering FAQ

When did STKS last execute an offering?

Per SEC filings, ONE Group Hospitality, Inc.'s most recent priced offering document is a 8-K filed 2024-05-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did STKS last announce or register an offering?

The most recent registration is a S-3 filed 2024-08-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.