SPPP offering history
Every offering-related filing in SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 141 filings back to Jan 13, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 19, 2012 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Dec 18, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 17, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 30, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 29, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 4, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jun 13, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Apr 20, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Mar 2, 2012 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jan 13, 2012 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SPPP offering FAQ
When did SPPP last execute an offering?
Per SEC filings, SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST's most recent priced offering document is a 424B1 filed 2012-12-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SPPP last announce or register an offering?
The most recent registration is a F-1/A filed 2012-12-17. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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