SPOT offering history
Every offering-related filing in Spotify Technology S.A.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 362 filings back to Jun 12, 2015.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 21, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 3, 2018 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 3, 2018 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Apr 2, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 23, 2018 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Mar 23, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 23, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 20, 2018 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Mar 16, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 15, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 14, 2018 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 28, 2018 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SPOT offering FAQ
When did SPOT last execute an offering?
Per SEC filings, Spotify Technology S.A.'s most recent priced offering document is a 424B4 filed 2018-04-03. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SPOT last announce or register an offering?
The most recent registration is a F-1/A filed 2018-03-23. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.