Offerings // Simply Good Foods Co

SMPL offering history

Every offering-related filing in Simply Good Foods Co’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 653 filings back to Apr 11, 2017.

Last executed offering

Oct 9, 2019

424B5 — priced deal (shares or notes)

Last registration (announced)

Sep 30, 2019

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Oct 9, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 7, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 4, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 30, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 19, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 6, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 24, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 24, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 10, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 10, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 10, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 10, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 6, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jan 9, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 9, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 12, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 16, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 15, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 3, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 9, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 27, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 15, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 15, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

SMPL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SMPL workspace →

SMPL offering FAQ

When did SMPL last execute an offering?

Per SEC filings, Simply Good Foods Co's most recent priced offering document is a 424B5 filed 2019-10-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SMPL last announce or register an offering?

The most recent registration is a S-3 filed 2019-09-30. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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