SMBK offering history
Every offering-related filing in SMARTFINANCIAL INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Mar 14, 2008.
| Date | Filing | What it means | |
|---|---|---|---|
| May 13, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 1, 2026 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 3, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 1, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 26, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 11, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jun 29, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 29, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 10, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 26, 2020 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 26, 2019 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 23, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 14, 2018 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 13, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 16, 2018 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 14, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 25, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 24, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 26, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 18, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 9, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 22, 2016 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Nov 25, 2016 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jan 13, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 12, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 22, 2015 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Aug 20, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 12, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 12, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 16, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 12, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 29, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 27, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 22, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 29, 2011 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 23, 2011 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 14, 2011 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 13, 2011 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 11, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 3, 2010 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SMBK offering FAQ
When did SMBK last execute an offering?
Per SEC filings, SMARTFINANCIAL INC.'s most recent priced offering document is a 424B5 filed 2017-01-26. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SMBK last announce or register an offering?
The most recent registration is a S-3 filed 2026-05-01. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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