SFBC offering history
Every offering-related filing in Sound Financial Bancorp, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 675 filings back to Mar 27, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 6, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 23, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 9, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 9, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 9, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 29, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 8, 2012 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| May 4, 2012 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 27, 2012 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SFBC offering FAQ
When did SFBC last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 675 filings EDGAR returns for Sound Financial Bancorp, Inc., reviewed back to 2012-03-27.
When did SFBC last announce or register an offering?
The most recent registration is a S-1/A filed 2012-06-08. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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