SE offering history
Every offering-related filing in Sea Ltd’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 446 filings back to Apr 24, 2017.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 13, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 13, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 10, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 8, 2021 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 8, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 8, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 11, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Dec 11, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 9, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 7, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 6, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 1, 2019 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 1, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 20, 2017 | F-1MEF → | REGISTERED | F-1MEF registration — capacity to sell shares, not a sale yet |
| Oct 20, 2017 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Oct 19, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 18, 2017 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 18, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 12, 2017 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 12, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 6, 2017 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 22, 2017 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SE offering FAQ
When did SE last execute an offering?
Per SEC filings, Sea Ltd's most recent priced offering document is a 424B5 filed 2021-09-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SE last announce or register an offering?
The most recent registration is a F-3ASR filed 2021-09-08. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.