SCM offering history
Every offering-related filing in Stellus Capital Investment Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 444 filings back to Jul 20, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 23, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 23, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 22, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 9, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Aug 6, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 26, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 26, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 25, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Aug 11, 2023 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Aug 29, 2022 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Aug 22, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 16, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Nov 12, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 12, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 11, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 11, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 21, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 29, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 3, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 12, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 30, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 7, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SCM offering FAQ
When did SCM last execute an offering?
Per SEC filings, Stellus Capital Investment Corp's most recent priced offering document is a 424B2 filed 2025-09-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SCM last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2012-07-20.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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