Offerings // SARATOGA INVESTMENT CORP.

SAZ offering history

Every offering-related filing in SARATOGA INVESTMENT CORP.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 768 filings back to Oct 18, 2006.

Last executed offering

Sep 24, 2026

424B2 — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Oct 18, 2006

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 24, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 23, 2026	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 22, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 19, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 18, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 18, 2026	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 13, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 11, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 30, 2026	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 30, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 29, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 15, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 19, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 10, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 7, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 12, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 11, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 11, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 13, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 6, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 5, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 5, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 20, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 20, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 19, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 11, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 20, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 19, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 18, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 14, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 13, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 13, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 30, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 16, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 15, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 15, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 4, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 3, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 3, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed

SAZ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SAZ workspace →

SAZ offering FAQ

When did SAZ last execute an offering?

Per SEC filings, SARATOGA INVESTMENT CORP.'s most recent priced offering document is a 424B2 filed 2026-09-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SAZ last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2006-10-18.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.