PLOW offering history
Every offering-related filing in DOUGLAS DYNAMICS, INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 844 filings back to Apr 14, 2004.
| Date | Filing | What it means | |
|---|---|---|---|
| Nov 4, 2025 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| May 4, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 1, 2011 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Nov 2, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 1, 2011 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Jul 18, 2011 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 18, 2011 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| May 16, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 13, 2011 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| May 2, 2011 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| May 6, 2010 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| May 4, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| May 4, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 4, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 3, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 30, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 30, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 22, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 20, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 8, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 25, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 8, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 29, 2010 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
PLOW offering FAQ
When did PLOW last execute an offering?
Per SEC filings, DOUGLAS DYNAMICS, INC's most recent priced offering document is a 424B4 filed 2011-12-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did PLOW last announce or register an offering?
The most recent registration is a S-3ASR filed 2025-11-04. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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