NTIP offering history
Every offering-related filing in NETWORK-1 TECHNOLOGIES, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Nov 15, 1999.
| Date | Filing | What it means | |
|---|---|---|---|
| Apr 28, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 24, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 16, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 12, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 4, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 17, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 14, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 13, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 12, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 20, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 9, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 2, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 1, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 22, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 14, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 12, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 5, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 23, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 16, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 16, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 15, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 7, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 30, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 10, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 19, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 14, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 24, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 21, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 17, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 15, 2013 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 30, 2013 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Aug 19, 2013 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Mar 5, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 15, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 14, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 30, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 20, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 14, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 2, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 23, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NTIP offering FAQ
When did NTIP last execute an offering?
Per SEC filings, NETWORK-1 TECHNOLOGIES, INC.'s most recent priced offering document is a 8-K filed 2007-04-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NTIP last announce or register an offering?
The most recent registration is a S-1/A filed 2013-10-15. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.