Offerings // NETWORK-1 TECHNOLOGIES, INC.

NTIP offering history

Every offering-related filing in NETWORK-1 TECHNOLOGIES, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Feb 4, 2000.

Last executed offering
Apr 20, 2007
8-K — priced deal (shares or notes)
Last registration (announced)
Oct 15, 2013
S-1/A — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Apr 28, 2015424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Apr 24, 2015EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 16, 2015424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jan 12, 2015424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Dec 4, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 17, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 14, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 13, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 12, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 20, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 9, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 2, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 1, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 22, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Aug 14, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Aug 12, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jun 5, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 23, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 16, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 16, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 15, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 7, 2014424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Apr 30, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 10, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 19, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 14, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 24, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 21, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 17, 2013EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Oct 15, 2013S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Sep 30, 2013S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Aug 19, 2013S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Mar 5, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 15, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 14, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jan 30, 2013424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Dec 20, 2012424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 14, 2012424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 2, 2012424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 23, 2012424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
NTIP offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NTIP workspace →
NTIP offering FAQ

When did NTIP last execute an offering?

Per SEC filings, NETWORK-1 TECHNOLOGIES, INC.'s most recent priced offering document is a 8-K filed 2007-04-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NTIP last announce or register an offering?

The most recent registration is a S-1/A filed 2013-10-15. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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