NTB offering history
Every offering-related filing in Bank of N.T. Butterfield & Son Ltd’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 343 filings back to May 20, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Feb 26, 2024 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Feb 25, 2021 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jun 5, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 4, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 4, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 4, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 23, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 22, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 16, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 16, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 18, 2018 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Feb 23, 2017 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Feb 22, 2017 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 22, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 21, 2017 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 13, 2017 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Sep 16, 2016 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Sep 15, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 9, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 6, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Aug 30, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Aug 4, 2016 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NTB offering FAQ
When did NTB last execute an offering?
Per SEC filings, Bank of N.T. Butterfield & Son Ltd's most recent priced offering document is a 424B5 filed 2020-06-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NTB last announce or register an offering?
The most recent registration is a F-3ASR filed 2024-02-26. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.