NOAH offering history
Every offering-related filing in NOAH HOLDINGS LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 543 filings back to Oct 20, 2010.
| Date | Filing | What it means | |
|---|---|---|---|
| Oct 27, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 23, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 7, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 29, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 21, 2022 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Nov 10, 2010 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Nov 9, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 9, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 9, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 5, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 4, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 3, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 27, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 20, 2010 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NOAH offering FAQ
When did NOAH last execute an offering?
Per SEC filings, NOAH HOLDINGS LTD's most recent priced offering document is a 424B5 filed 2022-07-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NOAH last announce or register an offering?
The most recent registration is a F-3ASR filed 2022-06-21. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.