NBTB offering history
Every offering-related filing in NBT BANCORP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jan 20, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Nov 7, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 7, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 26, 2024 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 1, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 28, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 30, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jun 17, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 16, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 16, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 30, 2018 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NBTB offering FAQ
When did NBTB last execute an offering?
Per SEC filings, NBT BANCORP INC's most recent priced offering document is a 424B5 filed 2020-06-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NBTB last announce or register an offering?
The most recent registration is a S-3ASR filed 2024-03-26. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.