Offerings // NORTHERN DYNASTY MINERALS LTD

NAK offering history

Every offering-related filing in NORTHERN DYNASTY MINERALS LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 673 filings back to Mar 18, 2002.

Last executed offering

Jul 15, 2016

424B2 — priced deal (shares or notes)

Last registration (announced)

Mar 22, 2016

F-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 7, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 9, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 7, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 28, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Dec 13, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Dec 12, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 9, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 8, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 19, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 12, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 31, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 16, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 12, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 11, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 15, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 31, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 26, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 26, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 26, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 31, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 30, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 22, 2016	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Mar 4, 2016	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Nov 23, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 20, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 12, 2015	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Oct 16, 2015	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Feb 26, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 24, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 13, 2015	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet

NAK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NAK workspace →

NAK offering FAQ

When did NAK last execute an offering?

Per SEC filings, NORTHERN DYNASTY MINERALS LTD's most recent priced offering document is a 424B2 filed 2016-07-15. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NAK last announce or register an offering?

The most recent registration is a F-3/A filed 2016-03-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.