Offerings // Metallus Inc.

MTUS offering history

Every offering-related filing in Metallus Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 815 filings back to Feb 11, 2014.

Last executed offering

Dec 15, 2020

8-K — priced deal (shares or notes)

Last registration (announced)

Mar 17, 2017

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 15, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 8, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 24, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 17, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 28, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 5, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 26, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 25, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 24, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 5, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 30, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 29, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 20, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 8, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 13, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 11, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 17, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 11, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 13, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 14, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 27, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 27, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 18, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 27, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

MTUS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full MTUS workspace →

MTUS offering FAQ

When did MTUS last execute an offering?

Per SEC filings, Metallus Inc.'s most recent priced offering document is a 8-K filed 2020-12-15. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did MTUS last announce or register an offering?

The most recent registration is a S-3ASR filed 2017-03-17. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.