Offerings // LITHIA MOTORS INC

LAD offering history

Every offering-related filing in LITHIA MOTORS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jun 11, 2013.

Last executed offering
May 21, 2021
424B5 — priced deal (shares or notes)
Last registration (announced)
Jul 21, 2020
S-3ASR — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
May 21, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 18, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 2, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 29, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 29, 2020FWP →MARKETINGFree-writing prospectus — offering being marketed
Jul 24, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 21, 2020S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Oct 3, 20148-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
LAD offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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LAD offering FAQ

When did LAD last execute an offering?

Per SEC filings, LITHIA MOTORS INC's most recent priced offering document is a 424B5 filed 2021-05-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did LAD last announce or register an offering?

The most recent registration is a S-3ASR filed 2020-07-21. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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