Offerings // Hagerty, Inc.

HGTY offering history

Every offering-related filing in Hagerty, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 895 filings back to Jan 19, 2021.

Last executed offering

Jun 23, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 17, 2023

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 8, 2025	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 6, 2025	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 18, 2025	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 1, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 1, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 31, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 31, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 17, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 23, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 15, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 15, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 8, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 3, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 1, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 10, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 10, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 23, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 17, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 10, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 10, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 5, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 9, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 14, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 14, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 30, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 30, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 21, 2021	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 18, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 13, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 12, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Apr 8, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 25, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 10, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 9, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 5, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 3, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 26, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 16, 2021	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

HGTY offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HGTY workspace →

HGTY offering FAQ

When did HGTY last execute an offering?

Per SEC filings, Hagerty, Inc.'s most recent priced offering document is a 8-K filed 2023-06-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HGTY last announce or register an offering?

The most recent registration is a S-3 filed 2023-08-17. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.