Offerings // Herzfeld Credit Income Fund, Inc

HERZ offering history

Every offering-related filing in Herzfeld Credit Income Fund, Inc’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 760 filings back to Aug 28, 1995.

Last executed offering

Nov 7, 2023

424B1 — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Aug 28, 1995

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 13, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 1, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 7, 2023	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 27, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 1, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 14, 2021	RW →	WITHDRAWN	Registration withdrawn
Jun 11, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 2, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 11, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 3, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 20, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

HERZ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HERZ workspace →

HERZ offering FAQ

When did HERZ last execute an offering?

Per SEC filings, Herzfeld Credit Income Fund, Inc's most recent priced offering document is a 424B1 filed 2023-11-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HERZ last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 1995-08-28.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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