Offerings // Green Brick Partners, Inc.

GRBK offering history

Every offering-related filing in Green Brick Partners, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 881 filings back to Dec 8, 2006.

Last executed offering

Dec 20, 2021

424B5 — priced deal (shares or notes)

Last registration (announced)

Sep 6, 2023

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 8, 2023	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Sep 6, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Sep 6, 2023	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 20, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 17, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Dec 16, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 27, 2021	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 27, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jan 25, 2021	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 4, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 1, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 25, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 25, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 18, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 20, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 19, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 13, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 15, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 26, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 22, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 22, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 3, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 31, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 19, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 19, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 11, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 21, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 16, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 20, 2011	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Dec 21, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 17, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 16, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 15, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 3, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 17, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 18, 2010	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 27, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 15, 2007	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 13, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 13, 2007	FWP →	MARKETING	Free-writing prospectus — offering being marketed

GRBK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GRBK workspace →

GRBK offering FAQ

When did GRBK last execute an offering?

Per SEC filings, Green Brick Partners, Inc.'s most recent priced offering document is a 424B5 filed 2021-12-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GRBK last announce or register an offering?

The most recent registration is a S-3ASR filed 2023-09-06. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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