GJO offering history
Every offering-related filing in STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 279 filings back to Oct 6, 2005.
| Date | Filing | What it means | |
|---|---|---|---|
| Oct 6, 2005 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
GJO offering FAQ
When did GJO last execute an offering?
Per SEC filings, STRATS SM TRUST FOR WAL-MART STORES, INC. SECURITIES, SERIES 2005-4's most recent priced offering document is a 424B5 filed 2005-10-06. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did GJO last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2005-10-06.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.