Offerings // GRIFFON CORP

GFF offering history

Every offering-related filing in GRIFFON CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Dec 18, 2009.

Last executed offering

Aug 17, 2020

424B5 — priced deal (shares or notes)

Last registration (announced)

May 7, 2018

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 17, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 11, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 6, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 6, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 24, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 13, 2018	RW →	WITHDRAWN	Registration withdrawn
Jun 15, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2018	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 11, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 7, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jan 4, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 4, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 20, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 20, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 1, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 19, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 19, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 5, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 5, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 15, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 9, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 11, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 8, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 21, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

GFF offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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GFF offering FAQ

When did GFF last execute an offering?

Per SEC filings, GRIFFON CORP's most recent priced offering document is a 424B5 filed 2020-08-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GFF last announce or register an offering?

The most recent registration is a S-3ASR filed 2018-05-07. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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