Offerings // FULL HOUSE RESORTS INC

FLL offering history

Every offering-related filing in FULL HOUSE RESORTS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 13, 1999.

Last executed offering

Mar 25, 2021

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 4, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 15, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 4, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 5, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 28, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 25, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 24, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 29, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 26, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 22, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 2, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 25, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 8, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 7, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 6, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 3, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 16, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 15, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 13, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 29, 2014	RW →	WITHDRAWN	Registration withdrawn
Apr 7, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 10, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 8, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 19, 2006	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 19, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 12, 2006	FWP →	MARKETING	Free-writing prospectus — offering being marketed

FLL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full FLL workspace →

FLL offering FAQ

When did FLL last execute an offering?

Per SEC filings, FULL HOUSE RESORTS INC's most recent priced offering document is a 424B5 filed 2021-03-25. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did FLL last announce or register an offering?

The most recent registration is a S-3 filed 2024-11-04. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.