Offerings // FULL HOUSE RESORTS INC

FLL offering history

Every offering-related filing in FULL HOUSE RESORTS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Apr 28, 2000.

Last executed offering

Mar 25, 2021

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 4, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 15, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 4, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 5, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 28, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 25, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 24, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 29, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 26, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 22, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 2, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 25, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 8, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 7, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 6, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 3, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 16, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 15, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 13, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 29, 2014	RW →	WITHDRAWN	Registration withdrawn
Apr 7, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 10, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 8, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 19, 2006	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 19, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 12, 2006	FWP →	MARKETING	Free-writing prospectus — offering being marketed

FLL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full FLL workspace →

FLL offering FAQ

When did FLL last execute an offering?

Per SEC filings, FULL HOUSE RESORTS INC's most recent priced offering document is a 424B5 filed 2021-03-25. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did FLL last announce or register an offering?

The most recent registration is a S-3 filed 2024-11-04. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.