Offerings // ESTABLISHMENT LABS HOLDINGS INC.

ESTA offering history

Every offering-related filing in ESTABLISHMENT LABS HOLDINGS INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 555 filings back to Feb 2, 2017.

Last executed offering

Nov 8, 2024

424B5 — priced deal (shares or notes)

Last registration (announced)

Apr 24, 2023

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 8, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 31, 2024	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 9, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 26, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 24, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Apr 24, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 30, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 28, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 22, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 12, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 20, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 18, 2018	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jul 18, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 17, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 13, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 9, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 21, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

ESTA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ESTA workspace →

ESTA offering FAQ

When did ESTA last execute an offering?

Per SEC filings, ESTABLISHMENT LABS HOLDINGS INC.'s most recent priced offering document is a 424B5 filed 2024-11-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ESTA last announce or register an offering?

The most recent registration is a S-3ASR filed 2023-04-24. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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