Offerings // ENTERGY NEW ORLEANS, LLC

ENJ offering history

Every offering-related filing in ENTERGY NEW ORLEANS, LLC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 424 filings back to Mar 17, 1994.

Last executed offering

May 19, 2016

424B2 — priced deal (shares or notes)

Last registration (announced)

Aug 26, 2016

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 26, 2016	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
May 19, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 18, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 18, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 16, 2016	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 15, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 15, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 16, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 15, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 14, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 13, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 9, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 9, 2015	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 9, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 17, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 11, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 29, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 10, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 30, 2013	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jun 19, 2013	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 18, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 18, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 27, 2012	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 26, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 26, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 18, 2010	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 17, 2010	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 16, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 23, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 21, 2008	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 17, 2005	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 19, 2004	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 13, 2004	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 12, 2004	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 12, 2004	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 11, 2002	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 22, 2001	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 20, 2000	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 28, 2000	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 9, 1998	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)

ENJ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ENJ workspace →

ENJ offering FAQ

When did ENJ last execute an offering?

Per SEC filings, ENTERGY NEW ORLEANS, LLC's most recent priced offering document is a 424B2 filed 2016-05-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ENJ last announce or register an offering?

The most recent registration is a S-3ASR filed 2016-08-26. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.