Offerings // ENERGY FOCUS, INC/DE

EFOI offering history

Every offering-related filing in ENERGY FOCUS, INC/DE’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Aug 11, 2006.

Last executed offering

Jun 3, 2026

8-K — priced deal (shares or notes)

Last registration (announced)

Jun 12, 2023

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 3, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 2, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 19, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 23, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 1, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 29, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 5, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 11, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 5, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 12, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 3, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 28, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 23, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 11, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 15, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 13, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 28, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 28, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 17, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 6, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 10, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 7, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 7, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 28, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 28, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 15, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 16, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 19, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 17, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 16, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 9, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 13, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 13, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 1, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 12, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 4, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 7, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 28, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 18, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

EFOI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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EFOI offering FAQ

When did EFOI last execute an offering?

Per SEC filings, ENERGY FOCUS, INC/DE's most recent priced offering document is a 8-K filed 2026-06-03. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did EFOI last announce or register an offering?

The most recent registration is a S-3 filed 2023-06-12. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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