Offerings // DELCATH SYSTEMS, INC.

DCTH offering history

Every offering-related filing in DELCATH SYSTEMS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Oct 13, 2011.

Last executed offering
Mar 19, 2024
8-K — priced deal (shares or notes)
Last registration (announced)
Jun 28, 2024
S-3 — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Sep 26, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Sep 26, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Sep 25, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 25, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 5, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 28, 2024S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
May 9, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 9, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 8, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Apr 29, 2024S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 19, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 1, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jun 28, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jun 28, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 15, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 30, 20238-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Feb 27, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 20, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jan 20, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 10, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 13, 20228-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 15, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Sep 15, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Sep 7, 2022S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jul 20, 20228-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Nov 9, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 18, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Oct 6, 2021S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Aug 11, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jul 2, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 29, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jun 25, 2021S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 1, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 9, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 8, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 16, 20208-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 18, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 21, 20208-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jun 5, 20208-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 8, 20208-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
DCTH offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DCTH workspace →
DCTH offering FAQ

When did DCTH last execute an offering?

Per SEC filings, DELCATH SYSTEMS, INC.'s most recent priced offering document is a 8-K filed 2024-03-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DCTH last announce or register an offering?

The most recent registration is a S-3 filed 2024-06-28. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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