Offerings // CAPITAL ONE FINANCIAL CORP

COF offering history

Every offering-related filing in CAPITAL ONE FINANCIAL CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Feb 11, 2021.

Last executed offering

Apr 7, 2026

8-K — priced deal (shares or notes)

Last registration (announced)

Mar 11, 2024

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 9, 2026	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Apr 23, 2026	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Apr 7, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 30, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 29, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2026	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 22, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 10, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 9, 2025	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 8, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2025	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 28, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 28, 2025	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 6, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 6, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 25, 2024	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 25, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 24, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 11, 2024	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 11, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 30, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 29, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2024	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 30, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 27, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 27, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 6, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 6, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 5, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 26, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 26, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 25, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 26, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 26, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 25, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 6, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 6, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 5, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 2, 2022	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 2, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)

COF offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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COF offering FAQ

When did COF last execute an offering?

Per SEC filings, CAPITAL ONE FINANCIAL CORP's most recent priced offering document is a 8-K filed 2026-04-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did COF last announce or register an offering?

The most recent registration is a S-3ASR filed 2024-03-11. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.