COF offering history
Every offering-related filing in CAPITAL ONE FINANCIAL CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,005 filings back to Mar 12, 2021.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 10, 2026 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 9, 2026 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 8, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 9, 2026 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Apr 23, 2026 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Apr 7, 2026 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 30, 2026 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 29, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 29, 2026 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 22, 2026 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 10, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 9, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 8, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 29, 2025 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 28, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 28, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 6, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 6, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 25, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 25, 2024 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jul 24, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 11, 2024 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 11, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 30, 2024 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 29, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 29, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 30, 2023 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Oct 27, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 27, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 6, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 6, 2023 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jun 5, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 26, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jan 26, 2023 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 25, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 26, 2022 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 26, 2022 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jul 25, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 6, 2022 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 6, 2022 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
COF offering FAQ
When did COF last execute an offering?
Per SEC filings, CAPITAL ONE FINANCIAL CORP's most recent priced offering document is a 424B2 filed 2026-09-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did COF last announce or register an offering?
The most recent registration is a S-3ASR filed 2024-03-11. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
Free to use. No account, no card.