CODI offering history
Every offering-related filing in Compass Diversified Holdings’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Feb 9, 2009.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 5, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Sep 5, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 5, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 4, 2024 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Apr 12, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Mar 20, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 21, 2023 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 7, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 7, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 5, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 4, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 14, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 13, 2019 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Nov 13, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 13, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 7, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 6, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 6, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 20, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 19, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 19, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Dec 8, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 7, 2016 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 7, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 29, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 5, 2014 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Nov 12, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 10, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 14, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 7, 2011 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Nov 21, 2011 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Aug 25, 2011 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Nov 12, 2010 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 12, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Nov 12, 2010 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 13, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 13, 2010 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 12, 2010 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 12, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 4, 2009 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
CODI offering FAQ
When did CODI last execute an offering?
Per SEC filings, Compass Diversified Holdings's most recent priced offering document is a 424B5 filed 2024-09-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did CODI last announce or register an offering?
The most recent registration is a S-3ASR filed 2024-09-04. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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