Offerings // Coda Octopus Group, Inc.

CODA offering history

Every offering-related filing in Coda Octopus Group, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 400 filings back to May 10, 2007.

Last executed offering

Feb 8, 2018

8-K — priced deal (shares or notes)

Last registration (announced)

Mar 19, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 1, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 30, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 19, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 4, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 31, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 23, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 11, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 29, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 3, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 2, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 23, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 8, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 1, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 2, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 4, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 25, 2009	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 12, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 11, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 11, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 10, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CODA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CODA workspace →

CODA offering FAQ

When did CODA last execute an offering?

Per SEC filings, Coda Octopus Group, Inc.'s most recent priced offering document is a 8-K filed 2018-02-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CODA last announce or register an offering?

The most recent registration is a S-3 filed 2026-03-19. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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