Offerings // ClearPoint Neuro, Inc.

CLPT offering history

Every offering-related filing in ClearPoint Neuro, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,006 filings back to Jul 2, 2014.

Last executed offering

Nov 20, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 14, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 22, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 22, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 14, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 20, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 12, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 7, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 1, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 28, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 20, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 9, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 19, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 18, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 22, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 13, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 17, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 9, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 6, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 18, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 17, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 30, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 21, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 14, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 6, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 10, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 3, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 5, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 5, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 18, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 18, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 7, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CLPT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CLPT workspace →

CLPT offering FAQ

When did CLPT last execute an offering?

Per SEC filings, ClearPoint Neuro, Inc.'s most recent priced offering document is a 8-K filed 2025-11-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CLPT last announce or register an offering?

The most recent registration is a S-3 filed 2026-01-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.