Offerings // ClearPoint Neuro, Inc.

CLPT offering history

Every offering-related filing in ClearPoint Neuro, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jun 19, 2014.

Last executed offering

Nov 20, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 14, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 22, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 22, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 14, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 20, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 12, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 7, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 1, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 28, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 20, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 9, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 19, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 18, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 22, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 13, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 17, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 9, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 6, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 18, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 17, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 30, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 21, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 14, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 6, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 10, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 3, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 5, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 5, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 18, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 18, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 7, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CLPT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CLPT workspace →

CLPT offering FAQ

When did CLPT last execute an offering?

Per SEC filings, ClearPoint Neuro, Inc.'s most recent priced offering document is a 8-K filed 2025-11-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CLPT last announce or register an offering?

The most recent registration is a S-3 filed 2026-01-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.