BOTJ offering history
Every offering-related filing in BANK OF THE JAMES FINANCIAL GROUP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 763 filings back to Jan 13, 2004.
| Date | Filing | What it means | |
|---|---|---|---|
| May 20, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 9, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 18, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 17, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 23, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 22, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 15, 2015 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Nov 24, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 5, 2007 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 27, 2006 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Oct 27, 2006 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
BOTJ offering FAQ
When did BOTJ last execute an offering?
Per SEC filings, BANK OF THE JAMES FINANCIAL GROUP INC's most recent priced offering document is a 8-K filed 2015-11-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did BOTJ last announce or register an offering?
The most recent registration is a S-1 filed 2015-12-15. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.