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Offerings // Bakkt, Inc.

BKKT offering history

Every offering-related filing in Bakkt, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 772 filings back to Aug 7, 2020.

Last executed offering
Apr 30, 2026
8-K — priced deal (shares or notes)
Last registration (announced)
May 13, 2026
S-3 — capacity, not a sale
Executed, last 12 months
4
424B pricings + 8-K 3.02 sales
Registered, last 12 months
1
S-1/S-3/F-series registrations
DateFilingWhat it means
May 27, 2026424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 27, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 13, 2026S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 30, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Feb 27, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 20, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 12, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 15, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 15, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 15, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 15, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Oct 20, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jul 30, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 28, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 24, 2025424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 23, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 7, 2025S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Jul 3, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 27, 2025S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jun 26, 2025S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Jun 20, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Mar 1, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 1, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 14, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 14, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 14, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 14, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 7, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 7, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 7, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Apr 26, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 21, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 21, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Nov 3, 20228-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 13, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Oct 13, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
BKKT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full BKKT workspace →
BKKT offering FAQ

When did BKKT last execute an offering?

Per SEC filings, Bakkt, Inc.'s most recent priced offering document is a 8-K filed 2026-04-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did BKKT last announce or register an offering?

The most recent registration is a S-3 filed 2026-05-13. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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