Offerings // BANC OF CALIFORNIA, INC.

BANC offering history

Every offering-related filing in BANC OF CALIFORNIA, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Apr 27, 2015.

Last executed offering

Dec 1, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Mar 2, 2026

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 6, 2026	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Mar 2, 2026	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 1, 2024	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 1, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 23, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 20, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 28, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 7, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
May 13, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 13, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 29, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 28, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 27, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 27, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jan 22, 2020	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 4, 2016	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 4, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 9, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 9, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 6, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 4, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 2, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 3, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 2, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 1, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)

BANC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full BANC workspace →

BANC offering FAQ

When did BANC last execute an offering?

Per SEC filings, BANC OF CALIFORNIA, INC.'s most recent priced offering document is a 8-K filed 2023-12-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did BANC last announce or register an offering?

The most recent registration is a S-3ASR filed 2026-03-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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