APT offering history
Every offering-related filing in ALPHA PRO TECH LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 817 filings back to Aug 9, 1996.
| Date | Filing | What it means | |
|---|---|---|---|
| Nov 13, 1997 | AW → | WITHDRAWN | Registration withdrawn |
| Nov 12, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Oct 14, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 24, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 24, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 24, 1997 | RW → | WITHDRAWN | Registration withdrawn |
| May 7, 1997 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
APT offering FAQ
When did APT last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 817 filings EDGAR returns for ALPHA PRO TECH LTD, reviewed back to 1996-08-09.
When did APT last announce or register an offering?
The most recent registration is a S-1/A filed 1997-11-12. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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