Offerings // AUDIOEYE INC

AEYE offering history

Every offering-related filing in AUDIOEYE INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 703 filings back to Apr 28, 2006.

Last executed offering

Jun 6, 2024

424B5 — priced deal (shares or notes)

Last registration (announced)

Feb 7, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 5, 2024	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Dec 4, 2024	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jun 6, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 14, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 13, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 7, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 22, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 12, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 11, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 10, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 9, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 27, 2020	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Aug 27, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 26, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 15, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 1, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 16, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 12, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 14, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 4, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 7, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 21, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 9, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 30, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 19, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 16, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 7, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 7, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 8, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 8, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 8, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 30, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Feb 12, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 4, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 27, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 26, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 26, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 29, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 25, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

AEYE offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AEYE workspace →

AEYE offering FAQ

When did AEYE last execute an offering?

Per SEC filings, AUDIOEYE INC's most recent priced offering document is a 424B5 filed 2024-06-06. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did AEYE last announce or register an offering?

The most recent registration is a S-3 filed 2024-02-07. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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